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This essay is about australian financial services regulation.

Question:

The Financial Services Industry consists of Many Regulators and Service Providers. You have worked in the Industry for many years and have decided to form your own Financial Services Business.

Outline what you would need to be able to open up this Financial Services Business. Your essay should consist of your understanding of the Financial Services Sector only.

EG: You do not need to write about any accounting procedures or Capital Requirements.

Your essay should relate purely to the Financial Services Industry.

Your essay should be set out so that the steps in the Process, Regulators and Service Providers all be clearly identified.

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