Question 1: The _____ is a broad stock index that includes many of the largest and best-known United States corporations.

Question 2: The _____ dealt mainly with the regulation of secondary securities markets and created the _____.

Question 3: For the past several decades, the _____ and _____ were the two largest securities exchanges in the United States.

Question 4: Before going public, a firm must file a registration statement with the

Question 5: A stock _____ is a short combination of letters used to identify the stock of a particular company.

Question 6: In the _____, corporations raise additional financial capital by issuing and selling new securities, while in the _____, investors trade previously issued securities.

Question 7: _____ are the after-tax distribution of profits to corporate owners.

Question 8: On financial websites you can find

Question 9: The exact date when the issuing firm must repay the principal to a bondholder is known as the bond's _____ date.

Question 10: Investors who use analytical techniques to try to predict when prices of particular stocks are likely to rise and fall, are relying on