1. Which of the following types of mutual fund shares typically does not charge a front-end sales charge but does impose a redemption fee that declines over time?

A. Class A shares

B. Class B shares

C. Class C shares

D. Class D shares

2. A corporate bond with a rating of BBB- is considered to be which of the following?

A. investment grade

B. junk, or high-yield

C. non-investment grade

D. speculative grade

3. An order that must be filled immediately in its entirety, or otherwise must be canceled, is known as:

A. a full or bust order.

B. a fill or kill order.

C. an all or none order.

D. an immediate or cancel order.