1 a law intended to protect individuals from fraudulent, Ask an Expert

Finance

1. A law intended to protect individuals from fraudulent securities offerings:

Investment Advisors Act of 1940

Securities Act of 19343

Securities Exchange Act of 1934

Blue-sky laws

2. If you wish to offer securities of a large amount, but only to a small number of private investors, and to avoid SEC registration, what kind of investor are you required to limit your offerings to?

sophisticated investors

accredited investors

qualified buyers

American citizens

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Financial Management, Finance

Category:- Financial Management
Reference No.:- M92687822

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